Preparing students for jobs in the skilled trades is a good strategy to provide employment opportunities for all.

Structured On-the-Job Training

Engineer Showing Apprentices How To Use CNC Tool Making Machine

Structured on-the-job training provides a trainee with direct instruction from an experienced worker and hands-on experience of the job at the job site. A structured program defines specific tasks and skills to be learned and a sequence of learning to build on knowledge. Documentation of knowledge transferred is required.

STRUCTURED ON-THE-JOB TRAINING

WHAT

  • Structured learning process that provides hands-on training of skills or procedures.

WHY

  • Provides trainee with job experience. An individual with experience provides training that includes procedural steps and communicates tacit knowledge.

WHEN

  • Practical training is necessary to ensure knowledge acquisition and equipment and materials needed to learn the job are not available in a classroom setting or it is not practicable to teach in a classroom.

HOW

  • Determine knowledge to be shared. Identify trainer.
  • Develop step-by-step instructions.
  • Establish learning objectives and timeline.
  • Present the lesson and have trainee describe the task and perform the task with supervision.
  • Ensure that trainee can perform the task independently.

PRACTICAL CONSIDERATIONS

  • Instructors should have thorough grasp of the job and should be skilled in teaching and coaching. These individuals may need resources.
  • Develop step-by-step instructions to ensure complete instruction. Follow up with trainee.

LINKS & RESOURCES

TBD

EXAMPLES

Exploring Strategic Workforce Development – Model Programs, Partnerships and Lessons from Oregon

We spoke with representatives from Oregon Department of Transportation (ODOT) and Oregon Bureau of Labor & Industries (BOLI) to explore their roles and partnership in funding, promoting, and providing technical assistance for on-the-job training programs, and pre-apprenticeship and apprenticeship programs to enter highway construction and other related fields.
Exploring Strategic Workforce Development – Model Programs, Partnerships and Lessons from Oregon

Exploring Strategic Workforce Development in NJ: An Interview with the IUOE Local 825

We spoke with Greg Lalevee, Business Manager, International Union of Operating Engineers (IUOE) Local 825. The organization collaborates with Hudson County Community College (HCCC) on a newly established apprenticeship program and undertakes other initiatives focused on workforce development in highway construction and related fields.
Exploring Strategic Workforce Development in NJ: An Interview with the IUOE Local 825

Exploring Strategic Workforce Development in NJ: An Interview with the Associated Construction Contractors of New Jersey

We spoke with Jill Schiff (Executive Director, Operations) and Darlene Regina (COO) of the Associated Construction Contractors of New Jersey (ACCNJ) to hear their perspective on pre-apprenticeship and apprenticeship programs in New Jersey.
Exploring Strategic Workforce Development in NJ:  An Interview with the Associated Construction Contractors of New Jersey

Lessons Learned Database

Lessons Learned Database

A critical incident or lessons learned database serves as a repository for specific challenges met in project development and delivery. Recording processes and decisions that led to the incidents, and the subsequent resolutions can lead to process improvements, and revised standards and policies, thus saving others from duplicating errors or reinventing the wheel. This sharing of tacit knowledge enables the agency to manage risk through reductions in errors, and allows workers to see the rationale behind changes in processes and procedures, thereby increasing trust in the knowledge and information that underlie decisions. (Cronin and Hammer 2013).

LESSONS LEARNED DATABASE

WHAT

  • A repository for specific challenges met in project development and delivery.

WHY

  • Provides documentation of a process and outcome that may help to identify a cause and effect.
  • Open discussions of critical incidents leads to new ideas for improved processes.
  • Provides the benefit of an individual’s experience and approach to problem-solving to others in similar situations.
  • Creates redundancy and avoids duplication of error and reinventing the wheel, leading to increased efficiency.

WHEN

  • Lessons learned should be documented at the end of a project process when findings are fresh.
  • Findings can also be recorded at strategic points in the process if delay in relating this information would be detrimental to the organization.

HOW

  • Define characteristics of experiences that should be recorded in this database.
  • Describe process, what could have been improved as well as what worked.

PRACTICAL CONSIDERATIONS

  • Understanding decision-making process.

LINKS & RESOURCES

TBD

EXAMPLES

Job Shadowing

Serious old female mentor teacher coach teaching intern or student computer work pointing at laptop, mature executive manager explaining online project to young employee learning new skills in office

This strategy can introduce workers to a particular position, and assist them with career decisions by identifying daily tasks, and the education and training required for a position and related positions. Workers will have a broader understanding of roles within the organization. Job shadowing serves as a coaching opportunity rather than a thorough training program.

JOB SHADOWING

WHAT

  • A less experienced staff member follows a veteran staff member to learn the day-to-day procedures of a job, or aspects of a particular task, project or process.

WHY

  • Provides learner with information about the organization and exposure to a particular position, possibly assisting individual(s) with career decisions. May be useful in workforce planning.

WHEN

  • An individual seeks to know about a position in the organization.

HOW

  • Identify experienced staff member and individual(s) who will shadow. Determine knowledge transfer goals and timeline.

PRACTICAL CONSIDERATIONS

  • Ensure that the experienced staff member is substantially more experienced and can provide, not only information on the job processes, but also job coaching. This is not a substitute for thorough on-the-job training; clarify up front the roles and goals.

LINKS & RESOURCES

TBD

EXAMPLES

Succession Planning Literature Scan

This literature scan highlights examples of succession planning initiatives being undertaken by State DOTs.
Succession Planning Literature Scan

Lunchtime Tech Talk! WEBINAR: Goodluck Point Beneficial Use of Dredged Material via Nearshore Placement and Shark River Sediment Transport Model

On March 24, 2022, the NJDOT Bureau of Research hosted a Lunchtime Tech Talk! Webinar on “Goodluck Point Beneficial Use of Dredged Material via Nearshore Placement and Shark River Sediment Transport Model.” Welcoming remarks were given by Amanda Gendek, Manager of the Bureau of Research, who turned over the session to its moderator, Omid Sarmad, a member of the NJDOT Technology Transfer Project Team.

Dr. Miskewitiz described the coastal Marine Transportation System.

In his introductory remarks, Mr. Sarmad noted that nearshore placement of dredged sediment is a natural and nature-based features strategy that offers the dual benefits of providing ecosystem enhancement and reduction of coastal flooding while providing a viable, cost-effective long-term beneficial use option for disposal of dredge materials.  However, Mr. Sarmad noted that improper placement of dredged materials can damage habitat or wash away, providing little or no benefit. Strategic placement requires knowledge of site conditions and sediment transport behavior to provide ecosystem enhancement and resiliency.

Mr. Sarmad then introduced Dr.  Robert Miskewitz, Associate Research Professor within the Rutgers Department of Environmental Sciences and the Center for Advance Infrastructure and Transportation (Rutgers-CAIT), and Dr. Daniel Barone, Associate Research Professor within the Rutgers University Department of Marine and Coastal Sciences (DMCS), the Department of Geography and Rutgers-CAIT who, respectively, presented their research on the development of a Delft3D morphological model to improve estimation of channel shoaling along the Shark River waterway, and the lessons being learned from a nearshore sediment placement project at Goodluck Point in Berkeley Township, NJ.

Dr. Miskewitz described how the computer model domain was informed by tidal conditions, bathymetric surveys and design depths.

Dr. Miskewitz’s presentation, Morphological Sedimentation Model Development and Integration within Maritime Transportation System (MTS) Applications, described an approximately two-year research project underway in association with Dr. Barone on the Shark River waterway. The research seeks to establish a model framework for assessing sediment transport in the NJ Maritime Transportation Systems.

He outlined the challenge of maintaining a coastal maritime transportation system in NJ, a system of 300 nautical miles of state and federal channels, that continuously fills with sediment.  Dredging is required to keeps channels usable for marine ports and smaller recreational boating channels, which are all essential to New Jersey’s economy. However, maintaining navigable channels is expensive, meaning the amount that can be dredged is limited based on the existing fiscal resources despite the overall need for dredging based on the amount of sediment being accumulated each year.  Recognizing that sediment deposition rates are not uniform among areas, tools are needed for the informed setting of priorities for the allocation of resources.

Dr. Miskewitz shared a visual simulation of how flow rates vary by locations and depth in the model

Dr. Miskewitz shared a visual simulation of how flow rates vary by locations and depth in the model.

Their research seeks to inform and supplement the multiple systems offered by NJDOT’s Office of Maritime Resources (OMR) – the Dredged Material Management System (DMMS), Waterway Linear Referencing System (WLS), and Maritime Asset Management System (MAMS) – that are being used to assess the state of the marine transportation system, what is required to get it to a “state of good repair”, and then keep it in a “state of good repair”. Then, as part of the dredging process, the questions turn to what to do with the dredge materials – how best to dispose of them or reuse them to put to a beneficial use.

Dr. Miskewitz explained that historically the estimation of sediment shoaling in the NJMTS has been accomplished via a highly simplified empirical sedimentation model. Dr. Miskewitz explained that channel depths are measured every few years, with data predicting infill rates and shoaling based on simple equilibrium depths between two points. In contrast, Dr. Miskewitz described their efforts to develop a more complex process-based hydrodynamic model, offered by the Delft3D model, which allows for more detailed prediction of sediment transport up to 2 years out.

Dr. Miskewitz explained his estimates of the rate of sediment accretion over time.

Dr. Miskewitz explained his estimates of the rate of sediment accretion over time.

To pilot this process-based hydrodynamic model, Shark River’s small network of maintained state channels was selected as ideal for small-scale testing. Sediment can vary by grain size and source, behaving differently based on these factors. This is crucial for modeling, as the muddy sediment in the Shark River does not move discretely like grains of sand. Rather, it breaks in chunks after a critical shear force is met, allowing currents to flow into the holes created, further undermining its cohesion.

The Delft 3D model allows for multiple parameters to be set, including bulk settling velocities for certain sediment types, measured from samples which had been collected.   The model that has been developed includes a fine fraction (silts and clays) and a coarse fraction (sand). Samples were analyzed to determine the fine content versus the coarse content and to inform the model’s characterization of the erodible layer.

The modeling process itself is very resource-intensive and, thus far, has only been run for a limited 3-day period, but allowed for extrapolation to estimate sediment accretion over time. The predictive model showed that shoals near channels are being destabilized, despite small changes in overall sediment levels. Dr. Miskewitz pointed to a ridge of shoal pushing outward and away from the channel, explaining that this means sediment is being suspended and other channels are shallowing.

Dr. Miskewitz shared examples of the model's visualizations of accretion and changes in shoals over time.

Dr. Miskewitz shared examples of the model’s visualizations of accretion and changes in shoals over time.

As the current project continues, Dr. Miskewitz described the research team’s tasks to calibrate the hydrodynamics against observation, eventually running long-term (2 to 3 years) model simulations, and investigating the impact of extreme episodic events (like Hurricane Sandy) compared to normal accretion rates.

Ultimately, the long-term goal is to develop the capacity to run the model in real-time for the entire NJ Maritime Transportation System and incorporate the model into NJDOT’s OMR’s MAM model to better manage the sediment transport predictions and better manage the resources for dredging.  He noted their current plans to integrate new computer server capacity to perform the requisite sediment transport modelng in a timely fashion and at the scale envisioned for aligning with these goals.

Dr. Barone’s presentation, Goodluck Point Monitoring and Modeling Nearshore Placement of Dredged Materials, described ongoing research of a nearshore placement project in Berkeley Township. Owned by the Forsythe National Wildlife Refuge, the subject lands are a narrow sandy estuarine beach and dune system fronting a tidal marsh. His research involved a pre-dredging assessment of marine conditions (e.g., turbidity, current, wave conditions, etc.) and tracked the extents of sediment plumes from the filling operation. Then he assessed conditions at 3, 6, and 12 months after placement to see how beach morphology was affected, with an 18-month post-placement survey forthcoming.

Dr. Barone shared several images and video captured by UAS, including of a barge used in pumping dredged materials.

Dr. Barone gave an overview of the several data collection methods used for monitoring and modeling the results of the beneficial use project before, during and after dredging.  He shared video taken by an unmanned aerial system (UAS) of a barge pumping roughly 6000 cubic yards of suitable dredged material (more than 70 percent sand) in a 1700ft linear bar near the shore.

Preliminary results showed that turbidity was relatively high, but not significantly higher during the project. (Ironically, turbidity was far higher prior to the project starting due to a storm event, then falling much lower just before the project commenced.)

Dr. Barone illustrated how UAS aerial surveys illustrated visible plumed before, during and after dredging.

Dr. Barone illustrated how UAS aerial surveys were able to display visible plumes before, during and after dredging.

Dr. Barone shared images of the visible plumes, which were largely confined to the placement area. A major storm event occurred during the first month post-placement, moving most settlement onshore and into the southern area, where there is a small cape. After 12 months, only 42 percent of the placed sediment remained in the placement zone at Goodluck Point, with dominant alongshore sediment transported to the south.

Across the entire mapped project area (including beach, berm and offshore), a total volume loss of 7,100 cubic yards was observed between the Before-Dredge survey and 12 months post-fill. Similar losses across the entire mapped areas were observed between Before-Dredge and After Dredge.  Seaward shoreline movement – that is, accretion, occurred in the southern 715 feet of the project area over the survey period.

In future projects, he suggested consideration of alternative placements, such as feeder beaches. By experimenting with placement and validating against the hydrodynamic morphological model, he hopes that the better modeled flows will inform and improve placement strategies.

Dr. Barone highlighted volume loss and geographical shifts of nearshore berm placement of dredge materials placement over time based on surveys.

Dr. Barone highlighted volume loss and geographical shifts of nearshore berm placement of dredge materials placement over time based on surveys.

Following the presentations, Mr. Sarmad moderated questions posed by participants via the chat feature.

Q. Did freezing the cores of sediment samples impact the shear measurements?

Dr. Miskewitz: That they may have. We froze them because we had to wait months before students were available to process and we did not want anything to grow, as these samples are pretty much alive.

Q. Regarding the bridge at Highland Avenue: Does the model measure the changes in elevation and speed?

Dr. Barone:  This is a depth average model, not a 3D model.

Q. How well can you simulate Hurricane Sandy?

Dr. Miskewitz: That type of simulation will be done based on adjusting boundary conditions. Some affect from wind, but probably not as much as water level going up. The release of everything being inundated and then washed out, carrying stuff with it, is the dominant factor in erosion.

Dr. Barone shared several visualizations and explained how the hydrodynamic /morphological model can be used to optimize locations, configurations, and timing of dredge materials placement

Dr. Barone shared several visualizations and explained how the hydrodynamic /morphological model can be used to optimize locations, configurations, and timing of dredge materials placement.

Q. Does the popularity of the channel affect the frequency or priority of dredging? (e.g., compared to residential areas)

Dr. Miskewitz: That is a question best directed to NJDOT’s OMR, not for us, but it is based on many things that would drive decisionmaking at which I’m not qualified to comment.

Q. Was the project permitted as a pilot project, or did it not have that designation?

Dr. Barone: It did not have that designation. OMR partnered with the Forsythe Wildlife Center, who controlled the project and NJDOT partnered with them to provide technical resources.

Q. How do you test the accuracy of your preliminary model?

Dr. Barone: We compared our survey data with model output such as time-varying bed levels, but also ADCP (Acoustic Doppler Current Profiler) data, so we can validate velocity and water level and tide gauge.

Q. Were there any other locations identified as potential areas for similar observation?

Dr. Barone: The plan is to do this for the entire state’s navigation channels. Regarding Goodluck Point specifically, marshes are not getting bigger and beaches continually need sediment since there is an absence of sediment supply, so there are lots of places that will need this kind of work.

Dr. Miskewitz: We have a couple of projects in the area and further south that will get similar treatment.

The presentations described several technical analytical considerations in handling data and defining modeling parameters and contained several visual simulations that can best be appreciated by viewing the webinar recording, which is available here, (or see right).

Exploring Strategic Workforce Development in NJ: An Interview with the IUOE Local 825

FHWA is promoting Strategic Workforce Development in highway maintenance, construction and operations.

FHWA promotes Strategic Workforce Development in highway maintenance, construction and operations.

Strategic Workforce Development, an FHWA Every Day Counts (EDC) Round 6 innovative initiative, anticipates collaboration between government agencies, trade organizations, private agencies and communities to prepare individuals for the construction workforce. The demand for workers in highway maintenance, construction and operations is growing, as is the demand for new skill sets required for work with emerging technologies. An important element of this initiative is the recruitment and retention of women and minorities in the construction sector.  Through on-the-job training and supportive services program, NJDOT is exploring ways to work with contractors, contracting associations, and unions on shaping their future workforces, including programs aimed at increasing representation of women, minorities, and other disadvantaged populations in the construction and operations workforce.

We spoke with Greg Lalevee, Business Manager, International Union of Operating Engineers (IUOE) Local 825.  The organization is collaborating with Hudson County Community College (HCCC) on a newly established apprenticeship program and is undertaking other IUOE initiatives focused on workforce development in highway construction and related fields.

Background

Q. Can you tell us a little about your role with the union?

I am the Business Manager for the International Union of Operating Engineers (IUOE) Local 825. The jurisdiction of IUOE Local 825 is the State of New Jersey and the Hudson Valley (Rockland, Ulster, Sullivan, Orange, and Delaware Counties). We are heavy equipment operators, working on buildings, bridges, roadways, ports, airports, utility infrastructure, power generation, and reservoirs around the state such as Round Valley, Spruce Run, and Mercer Lake that ensure our water supply and serve for passive recreation. There isn’t much that an ordinary person does that operating engineers did not have something to do with. We have a 61-acre training center at exit 8A on the NJ Turnpike and a 51-acre training center in the Hudson Valley. I am also one of the vice-presidents for IUOE International, which covers the US and Canada.

Union members are engaged in many kinds of work using heavy equipment, including highway and bridge construction.

Union members engage in many kinds of work using heavy equipment, including highway and bridge construction.

Q. Overall, what professions does IUOE support?

Aside from heavy equipment operators, our members do construction layout and surveying for infrastructure projects. Several members work as mechanics/product support for machinery product lines including Caterpillar, Deere, and Komatsu.

Q. Before we delve into your new IUOE program with Hudson County Community College (HCCC), please tell us, based on your experience, if there is a lack of awareness– especially among women and minority persons – for jobs/careers in the highway construction industry?

The lack of awareness for construction careers reflects a multi-tiered situation. In contrast to those residing in more rural areas, prospective job candidates residing in urban areas typically live “vertically” in high-rises and thus are familiar with professions including plumbers and electricians but not so much the work of operating engineers. They are not typically exposed to professions utilizing heavy machinery.

For the last seven years, I have reached out to political and community leaders in several NJ cities to try to develop a direct-entry program that would bring training opportunities to those communities for jobs that are semi-skilled or lower-skilled. The goal was to work collaboratively with community leaders to create a pipeline for young people to enter the workforce as operating engineers. To operate heavy equipment, one needs hands-on training. Our training facility is on the Turnpike in Middlesex County, which is difficult to access for anyone without a car. In one city, we proposed that we set up basic courses, including OSHA 30-hour construction training and Hazardous Material training, in a school, or faith-based or community center, and we would send an instructor. The participants would be working locally during this time, earning money and accruing benefits. When the trainees had acquired some basic training we would then send the simulator to that location and these individuals could start to acquire hands-on training. After 18-24 months of paid training, they may be able to purchase a vehicle and thereby access the training center. Or we might be able to partner with a faith-based or community center to work out a transportation plan for those facing transport obstacles. I proposed this concept in four NJ cities but, frustratingly, did not receive any positive responses.

IUOE Local 825’s 61-acre training center is located at exit 8A on the NJ Turnpike.

IUOE Local 825’s 61-acre training center is located at exit 8A on the NJ Turnpike.

Q. Several commonly cited roadblocks to entry into the construction sector, particularly for women and minority candidates, include transportation issues and childcare. What strategies could help to address these issues?

Both transportation and childcare issues can be roadblocks to entry into the construction sector. One of the reasons we pursued the NJ PLACE 2.0 grant with a higher education partner was to open the door to Pell grants to underwrite transportation or childcare costs through existing grant funding opportunities that a traditional union apprenticeship would not be eligible. In the past year we received accreditation as a standalone licensed technical college to help us open the doors to more job candidates. As we pursue programs in higher education, we can now take advantage of not only NJ Department of Labor grants, but NJ Department of Education grants as well.

Q. Do you see a role for unions like IUOE in helping to reduce barriers for women, minorities, and others in entering the highway construction trades?

Recently, the Operating Engineers fought to have highway construction work be subject to project labor agreements (PLAs). When it was written twenty years ago, the original legislation exempted this field from these agreements. We retooled the legislation to include much more aggressive percentages of women and minorities required on projects and helped to secure its passage by the legislature. These percentages now apply to any construction project with a value of $5M or more. However, since the law was passed and signed by the Governor in April 2021, the State has not used a PLA on any project.

On-site heavy equipment operator training at IUOE Local 825’s training center.

On-site heavy equipment operator training at IUOE Local 825’s training center.

Participation numbers for female and minority employees on these publicly-funded highway projects are generally set on a county-by-county basis by NJDOT. One of the reasons we strongly support inclusion in PLA is because when our contractors secure a publicly-funded highway job, they often contact IUOE to request our assistance in reaching these goals. We respond affirmatively, but when we offer to help with this recruitment, follow-up from contractors is not forthcoming. The reason is that these participation numbers are goals, not mandates and it would be difficult to make them mandates.

There is a false perception that unions don’t have their doors open to all, and that there is not equity or diversity amongst the ranks. We actively recruit people from the non-union world. However, in the 21 years since I was hired by IUOE, we have only encountered two men of color and one woman working non-union jobs operating heavy equipment. There are few women and minorities working non-union operating equipment; it seems that there is not a real draw to this occupation. So the issue is broader than just the unions.

About five years ago, the number of paving projects in the State was increasing and we saw that our front line paving operators were aging. To address demand, we recruited 36 candidates to join a full-immersion paving training initiative. With paving shut down for the winter, we were able to hire and bring in seasoned major paving contractors as instructors during their off-season. The participants were instructed on one piece of paving equipment for 14-weeks until we knew they could run it proficiently. They were then absorbed by the paving industry for high-paying work during the summer and were brought back each winter over a five-year period to learn another piece of paving equipment. It’s not an apprenticeship program so we were not bound by apprentice rules, but we were able to train a diverse group. Of the 36, over one-third were minorities and women, and one-third were veterans. None of these people were associated with our union. In all, while the paving industry is unique, and our training school had the capacity to respond to this particular need, it represents an example of how thinking outside the box and proactively recruiting targeted groups can be very successful.

The IUOE Local 825 training facility occupies 61 acres where journeyworkers and apprentices can train on a large array of heavy equipment. https://www.iuoe825.org/home/training/

The IUOE Local 825 training facility occupies 61 acres where journeyworkers and apprentices can train on a large array of heavy equipment.

Q. We have heard that pre-apprenticeship programs are growing in popularity across the country. Are you aware of any pre-apprenticeship programs for the highway construction trades in NJ?

Pre-apprenticeship programs are not growing in the highway construction trades, but are happening in the building trades. I have concerns though with the pre-apprenticeship programs that I am aware of. For example, some pre-apprenticeship programs offer testing help that provide individuals with tutors to teach them how to pass the union apprenticeship written test. The percentage of these students who are actually admitted into the apprenticeship program does not appear to be that high however. Candidates are ranked by test score, so those that receive testing assistance might secure an interview, but they typically score lower in the written portion of the apprenticeship exam compared to their peers and thus do not advance. Overall, the competition for these positions is fierce.

The Earn & Learn program was funded by a NJ PLACE 2.0 grant through the NJ Department of Labor.

The Earn & Learn program was funded by a NJ PLACE 2.0 grant through the NJ Department of Labor.

IUOE Program with HCCC

Q. We know the Earn & Learn program orientation with Hudson County Community College was a few weeks ago [in January 2022]. How is program implementation going so far?

We understand that all 30 students are still enrolled and thriving. This cohort includes 10 minorities, 6 women, and 6 veterans so this is an opportunity to support diversity. For many of them, this is a continuation of their college education, and some are eager to pursue an occupation where they will earn $80-100,000 a year. The NJ PLACE 2.0 grant supports inclusion of a success coach to help keep the students on track, which is helpful. The students will be at our training center in May to begin traditional operating engineer training in the classroom and with equipment.

Q.Will all of your apprentices go through this program in the future, or are there multiple paths to a career in construction?

We have our own very competitive apprenticeship program with 160 people. There’s been a lot written about a skill gaps and a worker shortage. We want to develop a new apprenticeship model and have hired an academic who will begin working with us this spring to help develop some new apprenticeship tracks.

Students gain hands-on experience at IUOE Local 825’s NJ training center.

Students gain hands-on experience at IUOE Local 825’s NJ training center.

We have had a successful process for soliciting apprenticeship applicants in the last two traditional application cycles. There is a date and time when applications are available and the first 250 people in line receive one. The opportunity is posted on the Tuesday after Labor Day. We advertise in the paper and on social media. We have candidates lining up for a week ahead of time. For the Earn & Learn program with Hudson County Community College, the on-line application was opened and the portal had to be shut down in two hours due to the high response.

One gap we are eager to bridge is from the Vo-Tech programs to our apprenticeship program. Individuals have to be 18 years old and a high school graduate to enter an apprenticeship program, but some students are 17 when they graduate from Vo-Tech so we lose this cohort. We are trying to harmonize the end of Vo-Tech education with the beginning of an apprenticeship. Traditionally, our apprenticeship program begins in April. For the Earn & Learn program, we changed the start date to January to align with the academic calendar. Any changes to our apprenticeship programs must be approved by the federal government. Sometimes this process means that we can’t move as quickly as we would want.

People will tell me they can’t find workers, but we can get people; there is a lot of interest in our Operating Engineers apprenticeship program. Several of the other trade union apprenticeship programs are very competitive as well, including the Carpenters and the Ironworkers. The Carpenters union had an arrangement with East Brunswick Vo-Tech for direct entry to the union apprenticeship program for up to three students upon graduation from the carpentry program. The Vo-Tech sends students who are well-prepared and likely to succeed. I am trying to mirror that arrangement with Middlesex County Vo-Tech Career and Technical Education program.

Q. Do you see IUOE Local 825 collaborating with other institutions on similar programs in the future?

Absolutely and with multiple higher education partners and members of the business sector whom we have not yet identified. Hudson County Community College has a construction management program that offers 6-8 courses that build the “perfect operating engineer” and HCCC’s Lori Margolin and I are discussing how we could organize those courses together into a different type of degree program in the future. There are existing programs at other state education institutions that we have been considering as well. We might be able to take advantage of remote learning opportunities.

IUOE 825 will continue to look for opportunities to collaborate with HCCC and other higher education institutions.

IUOE 825 will continue to look for opportunities to collaborate with HCCC and other higher education institutions.

We are also very interested in the transportation-related activities at Rutgers-CAIT (Center for Advanced Infrastructure and Transportation) and testing on bridge work. Rowan University has ongoing asphalt research and recently visited the IUOE training center to see if they could use some of the area for asphalt testing and of course we would support that.

Every year, we have a full-immersion asphalt paving class. A major manufacturer of paving equipment has been visiting our site in the past week teaching our journeyworkers and apprentices about the latest technology on their equipment. We have the equipment dealer with the product support staff and mechanics participate and share the service bulletins and the new information. And the dealers get the word out to members of the broader construction community who can attend these events.

These are ways we will continue to collaborate with the educational world and the business world in the future. We can leverage our 8,000 members, 1,400 employers, 120 pieces of heavy equipment, and 61 acres in New Jersey and 51 acres in the Hudson Valley. We have the laboratory and want to establish synergies and diverse partnerships to support the industry.

As the burgeoning field of automation and robotics for heavy equipment grows, I sit on an IUOE International subcommittee where we are discussing the skill sets and training needed to prepare an individual to be a successful remote equipment operator or REO. We can work with the computer engineers to let them know what aspects of heavy equipment operation may not be transferable to computers and what alternatives there might be to support their efforts.

Looking Ahead

Q. What strategies should be pursued to encourage more New Jerseyans to consider a career in the construction industry? Who should be leading or involved in those efforts?

A key reason why our organization migrated toward the higher education piece is because we believe that we will secure a more diverse population of job candidates by doing so. Specifically, offering an avenue to earn an Associate’s degree is helping to increase awareness for construction and operating engineer careers.

Students in Somerset County’s MEAM program participated in an Operating Engineer Awareness program and IUOE’s training facility.

Students in Somerset County’s MEAM program participated in an Operating Engineer Awareness program and IUOE’s training facility.

Moving forward, our long-term goal is to implement more of a college application process rather than continue the traditional apprentice application process.  We are also seeking partnerships with the Vo-Tech system since most of the traditional high schools do not have programs that align as well with our goals and needs.

I am on the Board of Somerset County Vo-Tech and my daughter is a guidance counselor at Middlesex County Vo-Tech so we know the system fairly well. We wanted to provide students from Somerset’s Mechatronics, Engineering and Advanced Manufacturing program (MEAM) an opportunity to learn about IUOE and visit our campus. In academic parlance, our program fits in the Advanced Manufacturing sector. I worked with the superintendent to secure a small grant for an Operating Engineer Awareness program at Somerset. We developed a curriculum to introduce the students interested in construction to the occupation of construction engineer, and transported the students to our campus to see and experience the equipment. We are also helping the district with OSHA training, and with welding, and are seeking other opportunities to work together. Ocean and Hunterdon Counties have Equipment Operator programs that are simulator-based but we have not yet received a lot of interest from them in working with us. East Brunswick Vo-Tech is very close to our campus and we have students visit from there as well.

Q. Through their on-the-job training and supportive services program, NJDOT is exploring ways to work with contractors, contracting associations, and unions on shaping their future workforces, by focusing on training and recruitment programs aimed at women, minorities, and others. Do you have any thoughts about how NJDOT might pursue this goal?

NJDOT should consider implementing several model project labor agreements, collaborating with the different trades, with all participants making a concerted effort to increase the number of women and minorities on a project. The outcome of this effort could be presented as a showcase and best practice example statewide. It is important to recognize that when we set the hiring goals to include a certain percentage of women and minorities, we have to plan to engage in a collaborative effort with the successful bidding contractor to reach those goals. Rather than penalize a contractor if they experience challenges in achieving the diversity goals, we need to determine strategies for how to reach them and secure their buy-in to reach these diversity goals.

NJ STIC 1st Quarter 2022 Meeting

The NJ State Transportation Innovation Council (NJ STIC) convened online for the 1st Quarter Meeting on March 16, 2022. The STIC Meeting Agenda had been distributed to the invitees prior to the meeting. Participants could use the chat feature to offer comments or ask questions of the speakers during the online meeting.

Amanda Gendek, Manager of the NJDOT Bureau of Research greeted the meeting participants, followed by Andy Swords, Director, Division of Statewide Planning, who provided the Welcome and Opening Remarks.

Ms. Gendek then introduced Brandee Chapman who has recently been hired as the NJDOT Innovation Coordinator. Ms. Gendek noted the importance of dedicated innovation staff and thanked NJDOT administration for supporting this position. Ms. Chapman will eventually become the NJ STIC Coordinator and NJDOT’s Innovation Subject Matter Expert and will support the Bureau of Research in becoming a hub of innovation.

FHWA EDC Innovations Update. Helene Roberts, Innovation Coordinator and Performance Manager for the FHWA NJ Office, reported on the status of progress on EDC initiatives. She thanked the CIA Team Leaders and SMEs for their progress report and efforts. She noted that there are only nine months left in the two-year EDC-6 cycle and observed that there may be more progress being made than has been reported.

Ms. Roberts and Ms. Gendek made a call for Every Day Counts Round 7 ideas with a focus on Safety, Equity, and Sustainable and Resilient Infrastructure.  The deadline for submitting suggestions for Round 7 innovations is April 11, 2022. Ms. Roberts explained that FHWA is looking for innovations that are "market-ready" — that is, they have been proven in deployment but are currently underutilized among the states.  Through an extensive vetting process, FHWA will pare down the list from the call for ideas to approximately 10 innovations. Ms. Gendek added that if you have an innovation that requires a little more research to be ready for implementation, please send the idea to her at NJDOT Bureau of Research.

Ms. Roberts and Ms. Gendek engaged the NJ STIC meeting attendees with an Interactive exercise. Click for results.

Ms. Roberts and Ms. Gendek reminded everyone that New Jersey will be a featured state at the next National STIC meeting on June 1, 2022 at 2.00 PM.  They asked those in attendance to pull out their cell phones and participate in an interactive exercise seeking suggestions on possible topics and innovative initiatives that NJ should highlight during the national meeting.

Core Innovation Area (CIA) Updates. The meeting continued with presentations from Core Innovative Area (CIA) leaders who provided updates of the status of the prioritized EDC initiatives on the topics of Safety, Infrastructure Preservation, Mobility and Operations, and Organizational Improvement and Support.

Featured Presentation #1 — Commercial Vehicle Alerts.  The first featured presentation described an initiative to proactively deploy New Jersey Commercial Vehicle Alerts to improve safety and traffic incident management. Sal Cowan, NJDOT Senior Director, Transportation Mobility, was joined by Amy Lopez, Director, Public Sector Services and Smart City Strategy for INRIX, and Marc Nichols, Director, Government & Industry Partnerships for Drivewyze. Mr. Cowan set the stage for their joint presentation by explaining that Drivewyze is the provider of North America’s largest weigh station by-pass system, Drivewyze Pre-Clear.  INRIX provides real-time traffic data and analytics and has been a long-standing data partner with NJDOT.

Mr. Cowan provided an overview of the project and discussed the web-based Drivewyze dashboard.

In laying out the rationale for the deployment of commercial vehicle alerts, Mr. Cowan noted that NJDOT, NJ Turnpike Authority, and South Jersey Turnpike Authority are working together to provide commercial drivers with slow-down and congestion alerts to help them react before they are caught in congested and/or hazardous conditions. He highlighted the roadways covered by the subject deployment and reminded attendees of the importance of having a safe and reliable goods movement sector to the state's economy and to satisfying our growing expectations as consumers.

Ms. Lopez described the INRIX system and its ability to deliver real-time data that detects and describes sudden slowdowns, closures, and queues by location for specific events. Drivewyze takes this data and communicates it to commercial truck drivers. The system works with severity thresholds and trigger warnings so only events that exceed these thresholds are reported. Commercial drivers receive the messages through the electronic logging device (ELD) in their cab. The reported information can be customized to include notification of specific weather events.

Mr. Cowan presented an example of the web-based dashboard that NJDOT can monitor when Drivewyze sends out a commercial vehicle traffic alert. The alert platform provides information on congestion and sudden slow-downs by road, time of day, and incident duration and indicates the number of alerts and vehicles alerted in NJ.

Mr. Cowan and Ms. Lopez also touched on the deployment timeline from planning to implementation, data interpretation challenges, and anticipated next-step applications for integration of the commercial vehicle alert data.

Mr. Nichols discussed how the Drivewyze alert system worked in practice.

Mr. Nichols then detailed how the alert system worked in practice, highlighting a specific use case, the Winter Storm Kenan in late January 2022.  He explained that Drivewyze set up a geofence and as drivers crossed that line, they were notified of road conditions so that drivers could find a location to stop and wait out the storm. Notably, NJDOT requested that emergency alerts be sent to commercial drivers along portions of the east coast. In coordination with the Eastern Transportation Coalition, Drivewyze sent alerts to 11 other states for northbound traffic and reached an estimated 4,800 drivers. This system was also used to inform drivers of open rest areas during the pandemic.  Mr. Nichols explained how the collaboration between NJDOT, INRIX and Drivewyze was able to effectively inform commercial truck drivers and change their behavior during a severe weather event.

Featured Presentation #2 — Trenton Moves: Autonomous Vehicle-Based Urban Transit System Project.  The next presentation was made by Andrew Tunnard, NJDOT Asst. Commissioner, Operations Systems and Support, who spoke about Trenton Moves — Mobility & Opportunity: Vehicles Equity System. Mr. Tunnard described the fundamental importance in planning transportation systems and services of considering all kinds of people when thinking about mobility. He introduced the "Trenton Moves" project, which will seek to identify and address the transportation needs of the carless, and those who are unable to drive due to physical limitations. Trenton has approximately 90,000 residents, and over 70 percent have one or fewer cars.

Mr. Tunnard provided an overview of the Trenton Moves project, highlighting the project's aims and processes needed to bring it to fruition.

Mr. Tunnard explained that NJDOT is collaborating with the Governor’s Office, Princeton University (Prof. Alain Kornhauser and students), Mercer County, and the City of Trenton to deploy a safe, equitable, affordable, sustainable, on-demand transportation system. As envisioned, the system is expected to comprise 100 autonomous, electric shuttle vehicles and 50 kiosks. The initiative is in the concept phase and the hope is to have people riding the vehicles by early 2024. Steps in the implementation process include: creating a vision in the neighborhoods and communities and building support at the local level for the use of this technology; enticing tech companies to come work with NJDOT in a public-private partnership (PPP) to bring the technology to implementation; and up-front infrastructure funding. Although these vehicles will travel on existing infrastructure, improvements to road markings, curbs, intersections, and signage will be needed, in addition to construction of a maintenance garage and operations center and the 50 kiosks.

Mr. Tunnard touched on some of the potential operational design domain (ODD) phasing, service and pricing plan considerations that must be tackled to fully test and pilot the shuttle system.  Beyond the practical challenges, Mr. Tunnard invited those in attendance to envision how the transit system might deliver needed last-mile services from the Trenton train station to government offices, among other destinations, and improve mobility and accessibility in Trenton for its residents.

The City of Trenton received a local transportation planning grant of $5M from NJDOT to support the start-up and deployment of Trenton Moves.  Once the project is established, the intent is to expand the project to surrounding communities and eventually throughout New Jersey.

Reminders and Updates. Ms. Gendek closed the meeting with information and reminders on the online location of several resources that highlight the NJ STIC and other innovation topics funded through research and technology transfer activities, including:

She noted that STIC Incentive Program funding is available. The program provides up to $100,000 per state. Applications are due by August 2022. The NJDOT Bureau of Research has developed a set of guidelines for project administration for selected projects.

She also reminded everyone that the entry deadline for the 2022 Build A Better Mousetrap Competition is May 1st.  She encouraged attendees to spread the word about the competition among their colleagues.   An NJLTAP Webinar, Innovating at the Local Public Works Level: Can You Build a Better Mousetrap? will be held on March 23, 2022 from 1:00pm – 2:00pm for those who would like more information.

A recording of the NJ STIC March 2022 Meeting can be found here.

The Meeting Presentations can be found in its entirety here and in the section below.

NJ STIC March 2022 Meeting Recording

Welcome Remarks

Slide image reading: FHWA Updates, Helene Roberts, P.E., Innovation Coordinator & Performance Manager, FHWA, NJ Division OfficeFHWA EDC Innovation Updates

Slide image reading: CIA Team Safety NJDOT - Dan LiSanti, FHWA - Keith SkiltonCIA Team Update: Safety

CIA Team Update: Infrastructure Preservation

CIA Team Update: Organizational Improvement and Support

Slide image reading CIA Team Mobility & Ops NJDOT - Sue Catlett, FHWA - Ek PhomsavathCIA Team Update: Mobility and Operations

Feature Presentation: New Jersey Commercial Vehicle Alerts

Feature Presentation: Trenton Moves: Autonomous Vehicle-Based Urban Transit System Project

Slide image reading: Reminders & Announcements, NJDOT Tech Transfer Website (www.njdottechtransfer.net), NJ STIC Website (www.njdottechtransfer.net/nj-stic/), and all meeting recordings, presentations, and summary are posted: njdottechtransfer.net/nj-stic-meetingsReminders, Announcements, and Thank You

Exploring Strategic Workforce Development: An Interview with the Office of Apprenticeship, NJ Department of Labor and Workforce Development (NJDOL)

FHWA is promoting Strategic Workforce Development in highway maintenance, construction and operations.

FHWA is promoting Strategic Workforce Development in highway maintenance, construction and operations.

Strategic Workforce Development, an FHWA Every Day Counts (EDC) Round 6 innovative initiative, anticipates collaboration between government agencies, trade organizations, private agencies and communities to prepare individuals for the construction workforce. The demand for workers in highway maintenance, construction and operations is growing, as is the demand for new skill sets required for  work with emerging technologies. An important element of this initiative is the recruitment and retention of women and minorities in the construction sector.  Through on-the-job training and supportive services program, NJDOT is exploring ways to work with contractors, contracting associations, and unions on shaping their future workforces, including programs aimed at increasing representation of women, minorities, and other disadvantaged populations in the construction and operations workforce.

We spoke with Nick Toth, Director, New Jersey Office of Apprenticeship, NJ Department of Labor and Workforce Development (NJDOL) to learn about the State’s role in funding, promoting, and providing technical assistance for on-the-job training programs, and pre-apprenticeship and apprenticeship programs, to support all workers including women, minorities and other disadvantaged individuals seeking to enter highway construction and other related fields.

Background

Q.  Can you tell us a little bit about your role in the Office of Apprenticeship at the New Jersey Department of Labor and Workforce Development?

NJ DOL provides funding for apprenticeship and other training programs.

NJDOL has six grant programs to promote workforce development in the State.

I am the director of the New Jersey Office of Apprenticeship in the Department of Labor and Workforce Development. I was hired into this position to develop the first Office of Apprenticeship. In 2018, Governor Murphy announced the New Jersey Apprenticeship Network to invest in pre-apprenticeship and apprenticeship programs throughout the state. We developed a host of grant programs and have grown from a staff of one to twelve people. We currently oversee six grants, including two grant programs for the New Jersey Builders Utilization for Labor Diversity (NJ Build) Program that came under our umbrella in the past year. We provide $10-15 million in grants each year focused on supporting pre-apprenticeship and apprenticeship programs in varying employment sectors. The key tenet of our work is to build a stronger and fairer economy with greater equity, inclusion and diversity among participants. We also focus on removing the economic barriers that inhibit access to training.

Q. Our understanding is that NJDOL supports apprenticeship initiatives via grants but that the USDOL manages apprenticeship programs in the state. Is that accurate?

New Jersey operates as a federal state, with NJDOL providing technical assistance, funding, and marketing to support pre-apprenticeships and apprenticeships. However, the U.S. Department of Labor (USDOL) is the registrar for NJ apprenticeship programs. There is no registration process for pre-apprenticeship programs. We work closely with USDOL and we have an employer engagement unit that works closely with NJ employers.

Seal of the United States Department of Labor

The USDOL is the registrar for NJ apprenticeship programs.

Q. What is the difference between the NJDOL Office of Apprenticeship and the New Jersey Apprenticeship Network?

The New Jersey Apprenticeship Network is a broad initiative focused on building partnerships and developing relationships to provide employment opportunities for New Jerseyans in a wide array of sectors. The Apprenticeship Office is part of the Network. We partner with employers, whether they are grantees or not, and we partner with other organizations.

Q. NJDOT is focused on recruiting and retaining workers in the highway construction industry. Based on your experience, is there a lack of awareness – especially among women and minority persons – for jobs and careers in the highway construction industry?   If so, do you know of programs that are building awareness for opportunities in transportation?

In general, there is a lack of awareness of what apprenticeships are and the opportunities available to workers. There is also a communication gap, both statewide and nationwide, related to the skilled trades. There is no solid messaging or awareness about the economic benefits of pursuing a trade or following a non-college path. I have not seen a concerted public awareness effort directed to women and minorities. But there’s a real economic argument to be made for apprenticeship programs. If you go through a structured apprenticeship program, you will experience hands-on training and receive a paycheck throughout the program. Some of these programs are four years and you will exit without any student loans. It is vital to better communicate and increase awareness among employers and prospective employees that apprenticeships are very different from internships.

Q. Several commonly cited roadblocks to entry into the construction sector, particularly for women and minority candidates, include transportation issues and childcare.   What strategies could help to address these issues?

I can confirm that transportation and childcare are the two most common barriers that are at the front of the discussion. For most of our grants, including the GAINS, PACE, and NJ PLACE 2.0 grants, budgeting for supportive services includes transportation and childcare as permissible uses of funds. Where our Office has leverage is in how we prescribe the way state funds can be used; we try to incentivize applicants to include this support for program participants as part of their application.

Q. Does your Office play a role in helping to reduce barriers for women, minorities, and others in entering the highway construction trades?  Also, we saw on your website that NJDOL has posted a notice of grant opportunity (January 31, 2022) called, “Women and minority groups in construction trades program.” Can you please tell us about this grant opportunity?

NJ Build Program grants are available to contractors in the construction and building trades and provide access to women and minorities to training.

NJ Build Program grants are available to contractors in the construction and building trades and provide access to women and minorities to training.

This grant opportunity is a NJ BUILD Program effort that has been available for a decade. Unfortunately, we receive low response rates to these grants which seem to be “the best kept workforce development secret,” as it can be difficult to get the word out to contractors and construction companies that are open to diversifying their workforce.

Any state agency can also apply for this grant and it is specifically written to provide access for women and minorities to apprenticeships or pre-apprenticeship training. The NJ BUILD grants are limited to the construction and building trades because of the way they are funded. By statute, a fee is assessed on public works contracts with a value above $1 million and these funds must be used for training of women and minorities in the field that is paying into that fund.

Q. We have heard that pre-apprenticeship programs are growing in popularity across the country and that NJ has the Pre-Apprenticeship in Education (PACE) program. Can you tell us about PACE and if the program focuses at all on highway construction trades in NJ?  

What are essential elements of a pre-apprenticeship program to help women, minorities, and others enter an apprenticeship program?  Are there programs that offer a direct connection between pre-apprenticeship and apprenticeship programs?

With all our apprenticeship grants – everything outside of NJ BUILD – there is no specific focus on highway construction, but highway construction would fall under the heading of infrastructure. We would love to fund a workforce development program for those jobs, considering the federal dollars that will be coming to the state from the new federal infrastructure bill.

It is important to link pre-apprenticeship programs with apprenticeship programs so you don’t lose people between these programs. For example, in order to be eligible for a PACE grant – which is focused on high growth sectors including infrastructure – you have to have one established partnership with a registered apprenticeship program. We provide placement metric requirements to track how many pre-apprenticeship participants move to the apprenticeship program. But we also offer two other “off-ramps,” since sometimes not all participants will be able to move on to the apprenticeship, for example, if you have trained 50 people but your partner can only take 15 into their program. If participants go on to a job, a post-secondary program or career training program at a higher level, we count that as a good outcome as well.

Q. Are you aware of any model practices currently among community-based organizations to support women, minority, and others looking at the construction trades?

I use healthcare as an example. We have made significant headway in the number of women participating in registered healthcare apprenticeships, which has doubled from 6 percent to 12 percent. Some programs are over 90 percent women, with many minority participants.

Preparing students for jobs in the skilled trades is a good strategy to provide employment opportunities for all.

Preparing students for jobs in the skilled trades is a good strategy to provide employment opportunities for all.

Generally, there is less interest among job seekers in the building trades. Thirty years ago, pursuing a career in construction would have been considered on par with going to college, but we have changed a lot as a country.

From a union perspective, it would be great to see a more concerted effort to diversify union membership. But I understand that when you target economically depressed communities, there are existing barriers that inhibit people from applying. The unions need a qualified applicant pool. So, focusing on pre-apprenticeships and apprenticeships as a pipeline into the sector and building awareness among young adults in high school for careers in trade are valuable strategies. In addition, raising awareness for career opportunities in construction overall and to targeted audiences is also needed. High schools are not preparing students for jobs in the trades, but rather emphasize college placement, so there are structural issues contributing to the problem.

NJDOL Grant Initiatives

The Earn & Learn collaboration between HCCC and IUOE Local 825 is funded through a NJ Place 2.0 grant.

The Earn & Learn collaboration between HCCC and IUOE Local 825 is funded through a NJ Place 2.0 grant.

Q. The "Earn and Learn" program developed between the International Union of Operating Engineers (IUOE) Local 825 and Hudson County Community College (HCCC) is supported with a NJ PLACE 2.0 Degree Apprenticeship Program grant. Our understanding of this innovative program is that its aim is to integrate work-based learning with post-secondary education, allowing apprentices to earn college credits and an apprentice wage simultaneously.  Are both four-year and community colleges participating in this program?   Can grantees apply for continuing funding after their initial award is spent?

The genius of the NJ PLACE 2.0 grant program is that participants simultaneously earn course credit and a paycheck via this grant that incentivizes four-year and community colleges to collaborate with organizations that have a registered apprenticeship program. Participants pursue an Associate’s degree while being paid for on-the-job training.

If a grantee’s program is doing well, they could be eligible for additional funding. Ultimately, the goal of the Office is to distribute these grant dollars to applicants with promising initiatives designed to integrate work-based learning with post-secondary education.

Q. Another initiative that your Office oversees is the GAINS, or Growing Apprenticeships in Nontraditional Sectors, program. Our understanding is that GAINS is focused on training youth, adults, and incumbent workers by developing apprenticeship programs in a wide variety of in-demand fields. Is that accurate?  For how long have you been distributing these grants?

The GAINS program focuses on in-demand fields and the hiring of women, minorities, and other underrepresented groups.

The GAINS program focuses on in-demand fields and the hiring of women, minorities, and other underrepresented groups.

GAINS is our flagship grant program and the first one I worked on when I came into this job. As noted, it is focused on developing apprenticeship programs in fields that are in demand. We are in our fourth program year for this annual grant. We will soon announce a $3 million funding round and will probably have another round later in the fiscal year. We have had a good uptake in the program. This round we will fund apprenticeships in nursing residency, wastewater treatment, massage therapy, electrical, cybersecurity, and for machinists, home health aides, computer systems analysts, and ironworkers. We encourage all of our applicants to hire from diverse groups and our application evaluation criteria are based on inclusion of people of color, people with disabilities, women and veterans.

Q. How do you ensure compliance with these inclusion goals?

Registered apprenticeships are tracked through a national database. We require monthly reports from our grantees. The staff in the contracting unit validate the level of service.

Looking Ahead

Q. What strategies should be pursued to encourage more New Jerseyans to consider a career in the highway construction industry? Who should be leading or involved in those efforts?

Implementation of awareness campaigns, job fairs, rapid interviews, and events to learn about these careers can be effective. If NJDOT has openings, they can let NJDOL know. We can then reach out to the local One-Stops to request they send out an email blast statewide or to a particular geographic region alerting folks of these DOT job opportunities. We have done this for our grantees. If NJDOT has job openings, they can also advertise through the One-Stop Centers, and share eligibility requirements.

NJDOT should also engage in conversations with the contractors who are seeking workers for NJDOT contracts. The state has leverage in the contract requirements when contractors receive state dollars. Under a new law, which has been in effect the last two years, every contractor that has a public works certification, must participate in a registered apprenticeship program. In their procurement language, NJDOT can require the contractor to train their workers, or develop apprenticeships to pipeline people in, or partner with their local One-Stops, or include a local hire provision. Including these requirements can drive positive behavior among employers that can help to diversify the workforce.

Q. Through their on-the-job training and supportive services program, NJDOT is exploring ways to work with contractors, contracting associations, and unions on shaping their future workforces, by focusing on training and recruitment programs aimed at women, minorities, and others. Do you have any thoughts about how NJDOT might pursue this goal?  How could NJDOT partner more closely with your Office?

We had productive conversations with NJDOT when I came on the job, and I discussed our apprenticeship grants with them. NJ BUILD was not in my purview at the time. Our NJ BUILD programs are tailor-made for NJDOT. Philosophically, our two departments are aligned in wanting to accomplish the goal of having a more diverse workforce. NJDOT should definitely consider applying for some of our available grants as they are eligible to do so and we can cover some of the operational costs associated with the grants in some cases, including staffing costs. There’s a lot of opportunity there and it could be a win-win for NJDOT.

"Our programs are tailor-made for NJDOT. Philosophically, our two departments are aligned in wanting to accomplish the goal of having a more diverse workforce."

My team and I love to get in front of groups of NJ employers to discuss our grant opportunities. We have lots of mutual goals for increasing successful job recruitment and the diversity of the labor supply, none of which can occur without conversations with the employers. I’d be happy to spend time discussing NJ BUILD opportunities with construction companies that are already contributing to the state through the public works contract fee and with NJDOT, to share how our Office can support the training and upscaling of their workforce.

 


Resources

Federal Highway Administration, Every Day Counts Round 6, Strategic Workforce Development. https://www.fhwa.dot.gov/innovation/everydaycounts/edc_6/strategic_workforce_development.cfm

Hudson County Community College, Workforce Development. https://www.hccc.edu/programs-courses/workforce-development/index.html

International Union of Operating Engineers, Local 825. Earn and Learn Program. http://www.iuoe825.org/

NJ Department of Labor and Workforce Development, NJ PLACE 2.0 Grants. https://www.nj.gov/labor/lwdhome/press/2020/20200131_njplace.shtml

NJ Department of Labor and Workforce Development, Office of Apprenticeships. https://www.nj.gov/labor/career-services/apprenticeship/

NJ Department of Labor and Workforce Development, NJ Builders Utilization for Labor Diversity (NJBUILD),  Women and Minority Groups in Construction Trades.  Notice of Grant Opportunity, Fiscal Year 2022

Exploring Strategic Workforce Development in NJ: An Interview with the Associated Construction Contractors of New Jersey

FHWA is promoting Strategic Workforce Development in highway maintenance, construction and operations.

FHWA is promoting Strategic Workforce Development in highway maintenance, construction and operations.

Strategic Workforce Development, an FHWA Every Day Counts (EDC) Round 6 innovative initiative, anticipates collaboration between government agencies, trade organizations, private agencies and communities to prepare individuals for the construction workforce. The demand for workers in highway maintenance, construction and operations is growing, as is the demand for new skill sets required for work with emerging technologies.  An important element of this initiative is the recruitment and retention of women and minorities in the construction sector.  Through on-the-job training and supportive services program, NJDOT is exploring ways to work with contractors, contracting associations, and unions on shaping their future workforces, including programs aimed at increasing representation of women, minorities, and other disadvantaged populations in the construction and operations workforce.

Associated Construction Contractors of New Jersey (ACCNJ) is a construction trade association representing union construction companies, including highway, bridge, and vertical construction in the tri-state area and beyond, representing both small and larger companies. ACCNJ’s mission is to raise the standard of construction in New Jersey by providing a diverse array of training and educational programs and information for their membership. We spoke with Jill Schiff (Executive Director, Operations) and Darlene Regina (COO) to hear their perspective on pre-apprenticeship and apprenticeship programs in New Jersey. 

ACCNJ provides education and training for member union construction companies.

ACCNJ provides education and training for member union construction companies.

 

Q. Is there a lack of awareness among women and minorities of jobs in the construction industry? Do you know of programs that are building awareness of opportunities in transportation?

People understand what construction is and that it is a necessity. They see a plumber or electrician working on their home, an addition going up on the neighborhood school or a group of craftworkers in a work zone widening a highway.  Being able to break down what they already know and being able to show them how many opportunities exist in the industry is where we need to meet them.

Union construction trades are progressive in attracting qualified applicants.  In addition to traditional avenues, they work with community groups, government entities, and school districts as a way to share information about their programs.  All construction trades do conduct outreach to women and minorities, as unions are open to all and labor management cooperatives work on increasing diversity.

The industry makes an effort to actively promote construction career opportunities through a variety of paths, individually and collectively. For example, the EAS Regional Council of Carpenters has a “Career Connections” program for high school students and “CARP” for women and minorities. Union jobs offer competitive pay and benefits, continuous training opportunities, and access to technology. Three- to five-year union construction apprenticeship programs are rewarding and valuable as they prepare participants for successful careers. Apprentices are learning skills while simultaneously earning a salary. There are nominal up-front fees for apprenticeships, such as union dues and/or application fees. Applicants are also required to hold a high school diploma or GED, a driver’s license, be drug-free, and be able to read for information and have math competency.

The annual Construction Industry Career Day offers information and hands-on learning to high school students.

On the collective side, ACCNJ oversees a Construction Industry Career Day, a two-day event for high school students, supported by the unions, various trade associations, and government agencies. The event started in 2001 and attracts about 3,000 people each year.  We advertise the event to every high school in the state, general, private and vo-tech. The event offers hands-on skills learning for different occupations in the field and students are able to talk to current apprentices. Parents and guardians are encouraged to join us so they can become aware of the diverse construction career paths. The next event is scheduled for May 31st and June 1st in 2022.

This NJ DOL program assists high school juniors and seniors to transition to high-skill, high-wage employment.

This NJ DOL program assists high school juniors and seniors to transition to high-skill, high-wage employment.

The New Jersey State Building and Construction Trades Council, which coordinates activity and provides resources to 15 affiliated trades unions in the construction industry, is involved in the New Jersey Youth Transitions to Work Program, a state-funded program promoting work-based learning and the establishment of linkages among secondary schools, post-secondary and registered apprenticeships. They also support the Helmets to Hardhats program designed to help transitioning military personnel pursue careers in the building and construction industry.

 

Q. What are the principal challenges for women and minorities to enter apprenticeship programs and the construction industry? 

This program helps veterans and other service people transition to career and training opportunities in the construction industry.

This program helps veterans and other service people transition to career and training opportunities in the construction industry.

The main challenges for women and minorities entering the field often relate to transportation and childcare. Reliable childcare is an especially significant barrier for female candidates.

Some individuals do not hold a valid driver’s license or have access to a vehicle, making it difficult or impossible to access job sites located far from their homes or in areas outside central cities where public transportation is limited.

New Jersey is a US Department of Labor (USDOL) apprenticeship state. Apprenticeship programs are audited by the US DOL annually and have to demonstrate certain percentages of women and minority members.

 

Q. You have worked with Sisters in the Brotherhood. It sounds like a successful program. Can you tell us about this?

Part of the Carpenters Union, Sisters in the Brotherhood provides advocacy and skills training for women.

Part of the Carpenters Union, Sisters in the Brotherhood provides advocacy and skills training for women.

Sisters in the Brotherhood is an international program supporting female members of the United Brotherhood of Carpenters.  They advocate for issues women face in the industry, teach educational leadership skills, and offer mentoring to retain and elevate women in the local unions.  The focus on fostering a kinship among female members and hold events to enable social interactions.

Sisters in the Brotherhood does have a role in apprenticeships, which varies by local area. Pre-COVID, they had a very successful 12-week course that focused on upgrading math skills and the ability to read for information, and on physical strength training which is necessary in the construction field.

 

Q. Can you tell us about the Laborers International Union of North America (LIUNA) program that has similar supports?

LIUNA members work on highway construction projects.

LIUNA members work on highway construction projects.

LIUNA is one of the more diverse unions in the state. They offer membership affinity groups for networking, mentorship, and engagement to promote individual and professional development. They convene a woman’s caucus, an African American caucus, and a Latino caucus, and possibly others.

 

Q. Would you say there are any model practices currently among community-based organizations to support women and minority individuals looking at the construction trades?

Community-based organizations such as the Newark Alliance, Urban League in Essex County, Urban League of Camden County and the Edison Job Corps Center in Middlesex County teach skills, including soft skills, to help make individuals more employable and independent. These organizations are an important support to the trades in attracting women and minorities to the profession.

 

Q. What types of construction pre-apprenticeship programs are there in NJ?

Pre-apprenticeship programs are becoming more prevalent in New Jersey. These programs are valuable because they focus on preparing participants with the soft skills needed to succeed in the construction trades. Participants who complete pre-apprenticeship programs are still required to apply for apprenticeship programs.

For example, the Bricklayers have a 12-week pre-apprenticeship program. Laborers also had a pre-apprenticeship program in Jersey City but it was directed more to building laborers.

NJ DOL provides funding for apprenticeship and other training programs.

NJ DOL provides funding for apprenticeship and other training programs.

 

Q. Do you have any insights into the New Jersey Department of Labor and Workforce Development (NJDOL) apprenticeship programs, and the legislation behind them? Are any of the programs relevant to the highway construction trades?

Remember that NJDOL does not implement apprenticeships; however, they do have an Office of Apprenticeship that assists organizations with apprenticeships via grants and other opportunities.

As we said, pre-apprenticeship programs are becoming more common in the state. The NJ Office of Apprenticeship is offering funding to support these initiatives through their Growing Apprenticeship in Nontraditional Sectors (GAINS) and Pre-Apprenticeship in Career Education (PACE) programs.

 

 

 


Resources

Associated Construction Contractors of New Jersey
https://accnj.org/

Federal Highway Administration, Every Day Counts Round 6, Strategic Workforce Development
https://www.fhwa.dot.gov/innovation/everydaycounts/edc_6/strategic_workforce_development.cfm

Laborers International Union of North America
https://www.liuna.org/

New Jersey Building and Construction Trades Council
http://www.njbctc.org/

NJ Department of Labor, Office of Apprenticeships
https://www.nj.gov/labor/career-services/apprenticeship/

Sisters in the Brotherhood
https://www.carpenters.org/sisters-in-the-brotherhood/

Succession Planning Literature Scan

Strategic Workforce Development (SWD) is a model innovation in the latest round of the FHWA Every Day Counts (EDC-6).  The NJ STIC expressed the objective to “reinvigorate succession planning programs to address workforce development in managerial skills” during this round. 

At the 2nd Quarter 2021 STIC meeting, a presentation, Reinvigorating Succession Planning and Special Recruitment Programs, briefed attendees on key features and lessons from a past succession planning initiative undertaken at NJDOT.  Subsequently in September 2021, the innovation implementation team participated in a “Let’s Go: Accelerating Innovation through Teamwork” training workshop led by the FHWA to focus on key strategic actions to reinstate and retool succession planning within the agency.

To further inform this effort, the below literature scan highlights examples of succession planning initiatives being undertaken by other leading State DOTs.

Introduction to Succession Planning

NJDOT, as with other state DOTs, can anticipate impending retirements and a continuing loss of knowledge and experience with the retirement of baby boomers in the coming years. NJDOT recognized and addressed the potential loss of qualified leadership with its innovative succession planning program in operation from 2001 to 2010.  The GAO (2005) describes succession planning as an ongoing, strategic process for identifying and developing a diverse pool of talent for an organization’s potential future leaders.  Succession planning programs are often one element in a larger workforce planning program. Several other techniques of knowledge transfer, including cross-training, job talks, Communities of Practice, and a Lessons Learned database, can be employed within and between units to address potential knowledge gaps.

The State of Missouri illustrates the succession planning process in their Succession Planning Playbook.

The State of Missouri illustrates the succession planning process in their Succession Planning Playbook.

With a succession planning process, the agency works to anticipate vacancies in key leadership positions, identifies the skills required to fill those positions, and establishes a system of mentoring and professional development to prepare individuals for leadership roles. Increasingly, succession planning programs are also addressing gaps in mission-critical positions at other levels in the organization in response to retirements, promotions and turn-over. Succession planning programs can help DOTs proactively address continuing challenges with employee retention, filling skills gaps within the organization at all levels, finding qualified workers in new technologies and increasing diversity in leadership positions.

State DOTs increasingly recognize the need for leadership to establish a vision and goals for diversity and its close relationship to succession planning.  According to Cronin, “In order to ensure diversity is upheld within the highest levels of the organization, it is important that agencies are intentional about their plans for including minorities in their succession planning and that top management fully supports those plans” (Cronin et. al, 2011 p. 104).

Workplace culture plays a large role in employee retention. Improving this culture by providing mentoring, rotational job training, professional development, and succession planning can aid in the retention of transportation employees (Cronin et. al, 2011). Providing career pathways at all levels can help a state DOT compete with the private sector, which tends to offer higher pay, and other public agencies that are vying for applicants with the same skills as are needed at DOTs.

At the most basic level, the availability of career paths “improves job satisfaction, employee motivation, and employee commitment” (Cronin, 2011, p.48).  The availability of promotional opportunities for workers and access to continuing pathways for promotion is integral to an agency's employee retention strategy.  Lower-level employees look to see people of similar background in management positions, and advancement opportunities must be visible in order to increase retention. Training programs and individual training plans can create a more flexible employee population and encourage younger employees to stay with the organization. Other retention strategies improve workplace culture by supporting and valuing individual employees, cultural understanding and respect.

State DOTs need employees familiar with new technologies such as Weather Responsive Management Systems, Unmanned Aerial Systems, Connected Vehicles, and Transportation Incident Management.

State DOTs need employees familiar with new technologies such as Weather Responsive Management Systems, Unmanned Aerial Systems, Connected Vehicles, and Transportation Incident Management.

State DOTs increasingly face the need to recruit and retain a technically diverse workforce capable of working on emerging technologies to manage infrastructure more effectively and share information quickly. In a recent survey for NCHRP Project 20-07, DOTs identified new and emerging positions that might expose significant gaps in expertise at all levels related to these technologies (Szymkowski and Ivey, 2019).

Succession Planning at NJDOT

NJDOT’s Succession Planning program operated from 2001 to 2010.  According to staff, the program was seen as a model for other DOTs around the nation, as it was one of the first formal Succession Planning programs in the U.S. for the industry. The program was initiated as a response to large numbers of retirements and the accompanying loss of critical knowledge. Participants had to be employed at Range 26 or higher to participate. The program included mentoring and training for leadership skills, management, data analysis, team coaching, organizational talent and other competencies required of leaders. With their mentors, participants designed individual development plans. One-to-one coaching and Lunch & Learn sessions provided opportunities to exchange information. Funding for the program covered the program manager’s salary and a staff of three (a secretary, a professional and a paraprofessional.)

The selection process was geared toward managing diversity within the group, with regard to race, gender, location, occupation and employment level. Under the first manager, the application process was open. Anyone interested could apply and applications were reviewed by a Steering Committee, comprised of three directors, two assistant commissioners, one deputy commissioner, and the program manager. In the first year, a total of 53 applicants, or one-half of all applicants, were accepted. In the ensuing years, with five more cohorts instated, the application process became increasingly rigorous. Employees could not self-nominate, but needed two nominations: one from a manager or above in their own division and one from a manager or above outside their division. Applicants had to complete an extensive questionnaire and write an essay. An interview was required with the third cohort, and with the fourth, three nominations were required (one from the director level) followed by a second interview.


The NJDOT Division of Civil Rights ADA/504 Coordinator presented on reinvigorating a Succession Planning program at NJDOT at the STIC 2nd Quarter, 2021 Meeting.

Succession planning programs in private industry typically keep their program population to no more than 2 percent of the total employee population. Generally, NJDOT participation was limited to around 60 employees at any one time to avoid having too many trainees prepared for too few positions. Participants were not promised a promotion and it was clear that promotions were constrained by the State’s Civil Service system. Generally, after the first year, between 15 and 30 percent of applicants were accepted to the program. People who were not chosen were encouraged to reapply and some did.

The principal program objective was to prepare people to attain the director level. Several program participants moved into leadership positions, according to staff, but no formal records on the program’s results were kept. Women and minorities were promoted through the program. People could stay in the program for several years. Staff estimated that 130 people went through the program and 7-10 people reached the assistant commissioner level. Transitions in and out of the cohorts occurred when people reached the director level, voluntarily left the program, were asked to leave (if they were not doing the work), retired, or gave their spot to someone else. There was an Associate designation for those who left in good standing but had not reached a director position.

The mentoring piece of the succession planning program was generally acknowledged to be valuable. No formal mentoring program has been instituted since the program’s end. Several former employees served as mentors for participants in the succession planning program. They noted that participation in the program did not necessarily lead to increased opportunities for advancement but provided professional development, self-assessment, and skills improvement that made them better supervisors and managers. Individuals reported that, as mentors, they learned more about the organization. In April 2016, NJDOT’s Women in Transportation group launched a Department-wide mentoring program to encourage the sharing of knowledge and expertise among employees to build “a stronger, more adaptive organization.”

Benefits of Succession Planning

A succession planning program enables a transportation agency to be continuously prepared for the future, and to fulfill its mission to provide mobility and safety continuously to the traveling public.  State DOTs and state governments are addressing the issue of potential gaps in key positions with a sense of urgency.  Employers are experiencing a wave of retirements and employee transitions fueled by aging baby boomers and disruptions attributable to Covid-19, technological change, and shifting labor market conditions.

Washington State DOT programs created a 5-track leadership training program.

Washington State DOT programs created a 5-track leadership training program.

Washington State's DOT (WsDOT) has projected retirement vacancies based on employee age, retirement plans, and years of service. The agency seeks to provide a leadership development program that advances in-house staff and that is attractive to those individuals considering employment at WsDOT. In its Leadership Development Succession Planning Report, the agency notes that “leadership programs not only ease the chain of succession, a good program also makes employees more connected and engaged to the organization. This opens up opportunities for knowledge transfer across the agency …. Additionally, this leadership program supports primary aspects of building a great agency culture, highlighting opportunities for growth and development, which is a compelling recruitment tool for sourcing new talent outside of the agency” (Millar & Pelton, 2018).

Succession planning programs and related knowledge management strategies improve employee morale by providing opportunities to increase knowledge and build expertise, and create a path for advancement. Effective training strategies signal to current and potential employees that the organization is investing in its workforce and is seeking ways to prepare employees to adapt to changing job requirements, acquire new skills, and to promote excellence in the workplace. In some cases, training may also signal the agency’s intentions to prepare its employees for greater managerial responsibilities. Such training may increase retention by improving the readiness of an employee for a new position.

Existing Practices

Although specific content and curricula of succession planning programs in other states is generally unavailable through desktop methods, many DOTs and state government agencies provide guidance for establishing programs.

State DOTs and State Governments

Several state DOTs, including those in Georgia, Oregon, Virginia and Wisconsin, provide a framework for the organization of succession planning programs. In addition, state governments are facing the issues of retention and the retirement of baby boomers and have provided guidelines for establishing succession planning programs for adoption by all of their state agencies, including DOTs.

In general, these guides present similar steps for successful implementation of succession planning programs. Not all guides include all of the steps (See Table 1).

Table 1. Succession Planning Program Steps for Implementation

Links to examples of worksheets and forms, from the state governments of Michigan, Missouri, Ohio and Oregon, designed to assist with implementing and recording these steps can be found in the resources section below.

Leadership Training for All

Nevada, Utah, Virginia and Washington DOTs have leadership training programs for employees at almost all levels of their organization.  Leadership training programs enable employees to improve their leadership skills and knowledge of the organization and may prepare participants to be more competitive for positions in other units, even if they are not focused on upper management positions. Some of these programs are self-initiated and self-paced.

Virginia DOT promotes its Core Development Program on its website to attract and inform potential employees.

Virginia DOT promotes its Core Development Program on its website to attract and inform potential employees.

Washington DOT developed a five-track program open to employees at all levels of the organization. The program content, aligned with a statewide leadership development program, is available through the agency’s learning management system. Utah DOT (UDOT) has a four-tiered Leadership Development Program that all employees can participate in, until the last step in the program, the Utah Leadership Institute, which is only open to individuals by invitation from agency senior leadership. Nevada DOT developed a Leadership Academy based on The Leadership Challenge®. The program is open to all DOT employees. Information on this program is located on the NDOT Careers page, as a recruitment strategy.

Virginia DOT has a comprehensive set of programs to assist all interested employees gain leadership skills and advance internally. Each of the programs have metrics such as the number of employees who were able to move laterally or up in the organization, skill acquisition, or acquisition of leadership competencies, among others (See Table 2).

Table 2. Virginia Department of Transportation Employee Development Programs

Source: University of Memphis & VDOT

Workforce Planning Model in Texas identifies key steps in phases.

Workforce Planning Model in Texas identifies key steps in phases.

Emerging Practices

Knowledge Management

Succession planning can be a standalone program or part of a larger workforce planning program. Several knowledge management strategies can be employed to transfer knowledge between mentor and mentee in the succession planning process. These strategies also frequently factor into workforce planning. Any employee exiting the organization may have decades of experience, technical expertise, and institutional knowledge, that should be captured. The agency needs to identify critical knowledge that should be captured, and identify effective knowledge sharing tools for the types of knowledge to be transferred, and the audience (State of Texas, 2013).

Some of the following strategies, tools and techniques can be built into the individual development plan for employees selected for the succession planning program. All of these strategies, tools and techniques could be considered for agency-wide implementation.

 

Table 3. Knowledge Management Strategies, Tools and Techniques 

 

Strategies, Tools and Techniques

 

Description

Annotated Template/ Guidance Document Templates, outlines, or other content/format guidelines to provide guidance on items for inclusion and how to go about writing and documentation.
Communities of Practice A group of people who deepen their knowledge and expertise by interacting with each other over time and who share that collaborative knowledge with others in the organization, but not a formally constituted work team.
Critical Incident Review/ Lessons Learned Capture lessons of experienced employees’ approach to problem solving. Creates a database and allows for discussion of what worked, what did not work, and why. Focuses on finding root causes and process issues
Cross-generational Mentoring An agreement describes formal and informal meetings to mentor employees new to the organization. Can include “reverse-mentoring” in technology-related areas to include experienced employees willing to be mentored by younger employees.
Cross-training and mobility assignments Training of employees to learn about other positions in the organization, and to perform the job functions while maintaining their own position.
Desk-Side Reviews A successor sits down with the upcoming retiree at the retiree’s desk and listens as they show notes, templates, shortcuts, or memory aids for performing the job.
Expert Interviews Skilled interviewer asks questions of employee to make tacit knowledge explicit.
Job Shadowing Veteran employee shares knowledge with a less experienced employee and provides hands-on practice in dealing with everyday problems and the most difficult situations
Knowledge Maps Used to discover the location, form, ownership, value and use of knowledge and people’s expertise to make better use of knowledge and identify barriers to knowledge flow. Can help to identify areas in need of succession planning.
Last Lecture/Story Telling/Oral History Retiring employee or employee with expertise is encouraged to give a presentation in a staff meeting and/or lunchtime talk.  Event can be face-to-face or via a video.   Description of what really happened to give context, engage feelings and minds, help listeners see relevancy to their own situation
Mentoring Programs Training for specific situations or developmental needs, effective for transferring organizational cultural information, relationships outside units, develop higher level of proficiency
Peer Exchange Peers from state DOTs, or regional and local governments, meet to exchange ideas and best practices on a specific topic to benefit research, development, and technology transfer programs.
Procedure Manual Manual that describes the specific processes and procedures required to accomplish the work of a unit or of a particular position.
Process Documentation Flow diagrams that illustrate a process and identifies roles and responsibilities of various parties, including process, participants and products at each step in the process.
Research Research advances innovation and contributes to broad implementation of specific processes and procedures.
Tech Talk Events SMEs present information on specific innovative initiatives or research findings at lunchtime talks or half-day events
Training SME conducts training session on specific topic
Videos Illustrates how a job or task is done or innovation is achieved. Documents model or innovative practices.
Webinar SMEs conduct online training that can be accessed live or reposed for on-demand use.
Workshop Half-day or full-day event including practical application of knowledge transferred.
Challenges

When implementing succession planning, DOTs may face barriers from other institutions such as civil service systems and unions.

Civil Service System

The Civil Service system in New Jersey State Government greatly affects NJDOT’s approach to recruitment, retention, and advancement of its workers. The NJ Civil Service Commission (NJCSC), part of the State Treasury department, oversees the implementation of these regulations.  Recruitment and hiring for most NJDOT job titles is subject to the NJCSC’s competitive hiring and recruitment system.  All applicants for “Open Competitive positions” must score highly on a Civil Service test and/or meet other requirements.   NJCSC operates under the “Rule of Three” under which NJDOT must select from the first three highest ranking candidates on a given list.

NJCSC seeks to ensure adherence to the Disabled Veterans and Veterans “Absolute Preference” requirements in hiring and promotion.  The “Rule of Three” and “Absolute Preference” are applied differently in Open Competitive and Promotional examination situations.  While Veterans and Disabled Veterans have an absolute preference when creating the rank of the eligible lists over all other candidates in order of their scores, promotional exam eligible lists differ in that all candidates, including veterans, are ranked by their score with no distinction among disabled veterans and veterans in promotional exams.  However, when a veteran is ranked number one on a promotional certification, a nonveteran cannot be appointed.

To ensure access to skilled workers under hiring freeze conditions and periods of skilled worker shortages, the State has created two processes that allow State agencies to bypass some Civil Service rules during the recruitment and hiring process.  The first of these are positions designated as “non-competitive”, which include civil engineering trainees (CETs) and other titles approved by the Civil Service Commission.  For these positions, most Civil Service requirements are waived for the initial hiring process, and workers in these positions do not need to test at all for their entry-level promotion, but are required to follow Civil Service rules for any subsequent promotions.  The second type of position is referred to as a “provisional trainee.” Faced with the possibility that approval for open positions might be rescinded, NJDOT may hire in advance of the test. A provisional trainee must test after hire to hold the position, but exams are administered infrequently.

Most positions available at NJDOT are subject to Civil Service Rules either at the point of hiring and/or at the point of promotion. The only positions that are not subject to Civil Service rules in any form are considered “unclassified” positions, also known as political appointee positions.  These include many leadership positions, including the Commissioner and Assistant Commissioners.  However, there are also a select number of additional “unclassified” positions, including “special assistants” who oversee the agency’s increasing number of outside contracts. The number of unclassified positions is determined by statute.

Employees have a path for advancement from entry-level trainee to supervisor.

Employees have a path for advancement from entry-level trainee to supervisor.

Recent structural shifts, such as the stepped testing and advancement available through the Vision 2020 program, and the expanded promotion of Assistant Engineers to Senior Engineers, offer examples of NJDOT initiatives that have the support of the Civil Service Commission.

Union Environment

Succession planning programs may be perceived as bypassing traditional hiring processes and privileging a potential successor for a particular position, a process that unions would oppose for positions covered by collective bargaining agreements. Including union representatives when developing succession planning programs can help address issues early in the program development.

Recommendations
New and Emerging Transportation Systems Management and Operations PositionsEmployee Expectations

Most of the guidance developed by other state governments includes a caveat that participation in a succession planning process is not a guarantee of promotion, and does not replace a competitive hiring process. The former NJDOT program included similar language. Employees in succession planning programs may need to be assured that there are no negative repercussions if they leave the program, and must fully understand the expectations and limitations of the program.

By providing various training opportunities that are open to all, no matter what level, the agency avoids the perception that it supports an “elitist” training program.

Participation in programs should not depend solely on the need for a supervisor’s recommendation. Individuals may have conflicts with supervisors and may not be able to request that recommendation.

New Technologies

New technologies require skills sets that may not be represented in the agency. Agencies need to predict technological advances, conduct a gap analysis at all levels to determine if current employees have the skills required for these technologies, there is a need to train current employees for this work, or if there is a need to hire for these positions. State DOTs increasingly face the need to recruit and retain a technically diverse workforce capable of working on emerging technologies to manage infrastructure more effectively and share information quickly. In a recent survey for NCHRP Project 20-07, DOTs identified new and emerging positions in Transportation Systems Management and Operations (Szymkowski and Ivey, 2019). (See Text Box)

Moving Forward

Many of the state DOTs and state governments express the need for immediate action when considering impending gaps in agency leadership. At this critical time, NJDOT is considering the renewal of the succession planning program, to include two levels, for leadership positions and management positions. Providing mentoring and training to program participants will prepare them to assume leadership positions to guarantee consistent service to the traveling public.

Resources

The following documents provide examples of templates and forms for implementing the steps of a succession planning program.

State of Michigan. Succession Planning Tool Kit. https://pdf4pro.com/view/succession-planning-tool-kit-michigan-gov-54f9d.html

State of Missouri. Succession Planning Playbook. https://leadershipacademy.mo.gov/documents/Class3/20200203%20MLA%20-%20Class%203%20-%20Capstone%20Team%20B%20-%20Playbook.pdf

State of Oregon. Employee resources and state workforce: Succession Planning. https://www.oregon.gov/das/HR/Pages/success-plan.aspx


Bibliography

Cronin, B., Anderson, L., Heinen, B., Cronin, C.B., Fien-Helfman, D., & Venner, M. (2011). Strategies to Attract and Retain a Capable Transportation Workforce. NCHRP Report 685. Washington, D.C.: National Cooperative Highway Research Program, Transportation Research Board of the National Academies. https://www.trb.org/Publications/Blurbs/164747.aspx

Meadati, P., Toson, S., & Jambro, J. 2014. Georgia Department of Transportation (GDOT) Leadership Academy.http://www.dot.ga.gov/BuildSmart/research/Documents/GDOT%20Leadership%20Academy%20Final%20Report.pdf

Government Accountability Office (GAO). (2005). Diversity Management: Expert-Identified Leading Practices and Agency Examples. Washington DC:  Government Accountability Office. https://www.gao.gov/products/gao-05-90

Millar, R. and Pelton, J. 2018. Report on Agency Succession Planning & Leadership Training. Washington State Department of Transportation. https://wsdot.wa.gov/publications/fulltext/LegReports//17-19/WSDOT_LeadershipDevelopmentSuccessionPlanningReport.pdf

National Academies of Sciences. 2019. Transportation Workforce Planning and Development Strategies. Washington, DC: The National Academies Press. https://doi.org/10.17226/25624.

National Academies of Sciences. 2015. A Guide to Agency-Wide Knowledge Management for State Departments of Transportation. Washington, DC: The National Academies Press. https://doi.org/10.17226/22098

Nevada Department of Transportation. 2021. NDOT’s Leadership Academy for Employees. https://www.dot.nv.gov/doing-business/careers

State of Michigan. (n.d.) Succession Planning Tool Kit. https://pdf4pro.com/view/succession-planning-tool-kit-michigan-gov-54f9d.html

State of Missouri. Succession Planning Playbook. n.d. https://leadershipacademy.mo.gov/documents/Class3/20200203%20MLA%20-%20Class%203%20-%20Capstone%20Team%20B%20-%20Playbook.pdf

State of Ohio. 2011. Ohio’s Talent for Tomorrow and Beyond, Succession Planning Manager’s Toolkit. https://www.das.ohio.gov/Portals/0/DASDivisions/HumanResources/LPD/pdf/Succession%20Planning%20Product%20Documentation.pdf

State of Oregon. Employee resources and state workforce: Succession Planning. https://www.oregon.gov/das/HR/Pages/success-plan.aspx

State of Texas Auditor’s Office. 2017. Workforce Planning Guide. https://sao.texas.gov/Reports/Main/17-708.pdf

Tennessee State Government. 2017. Agency Guide to Workforce/Succession Planning. https://www.tn.gov/content/dam/tn/hr/documents/Agency_Workforce_Succession_Planning_Guide.pdf

Szymkowski T. and Ivey, S. 2019. TR News: Job Openings for Transportation System Management and Operations. Washington, D.C., The National Academies.  https://www.trb.org/Publications/Blurbs/180431.aspx

University of Memphis and VDOT. n.d. Virginia Transportation Training Programs. https://www.memphis.edu/setwc/docs/va_compendium.pdf

Utah Department of Transportation. 2021. Leadership Development. https://www.udot.utah.gov/connect/employee-resources/employee-training/udotu/leadership-development/

Communities of Practice

People and modern technology connection.

Through regular interaction, participants create a “tight, effective loop of insight, problem identification, learning, and knowledge production” (Burk, 2000 in Hammer 2008). Within these groups, trust develops so that information imparted by participating subject matter experts is considered trustworthy and valuable. This level of trust supports dissemination of information. Informal networks may function within an organization, but the formation of a CoP implies leadership support and acknowledgment of the value of the strategy.

COMMUNITIES OF PRACTICE

WHAT

  • Sharing tacit knowledge to support problem solving and collaboration among participants in order to deepen knowledge and expertise.

WHY

  • An efficient way to train employees that gives an opportunity for all attendees to benefit from questions asked and answered. The instructor can gauge the success of the knowledge transfer.

WHEN

  • Organized around a profession, shared roles, and/or common issues
  • May be formed within a unit, with individuals in different units, or with individuals in various organizations
  • Whenever tacit information can be shared to improve individual knowledge and support organization goals

HOW

  • Determine focus of the group
  • Invite subject matter experts within the agency and in affiliate organizations.
  • Determine how often to meet and how meeting will occur

PRACTICAL CONSIDERATIONS

  • Leadership must sanction the concept of Communities of Practice
  • Participation is voluntary
  • Management should not be involved in the group
  • Focus is on sharing information, rather than taking action

EXAMPLES

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